FINRA oversees broker-dealers, regulating securities trading and enforcing standards that safeguard investors. Member firms are expected to follow strict cybersecurity and data protection measures. To help guide businesses, FINRA has aligned recommendations with the NIST Cybersecurity Framework, urging firms to strengthen defenses, manage risks, and maintain ongoing compliance.
We help financial firms protect sensitive data, maintain compliance, and avoid costly fines. Our services cover:
Staying compliant with FINRA requirements begins with knowing where your defenses stand. Our FINRA Cybersecurity Checklist gives your firm a practical way to measure readiness, uncover gaps, and prioritize improvements.
Use the checklist to review essentials such as patch maintenance, endpoint protection, access management, risk assessments, and data security. By working through each item, your firm can identify strengths, address vulnerabilities, and prepare for regulatory reviews with confidence.
The journey towards FINRA cybersecurity compliance does not have to be complicated. Centerpoint IT can help your firm take the first steps toward alignment with FINRA’s recommended cybersecurity controls.
Fill out the form below and our team will guide you through the steps to meet FINRA cybersecurity expectations.
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11285 Elkins Rd Suite E1, Roswell, GA 30076
Hours: Monday - Friday
8:00 am - 5:00 pm
Hours: Monday - Friday
8:00 am - 5:00 pm
We are turning 15 and want to celebrate this milestone with you because without you this would not have been possible. Throughout this year look for special promotions on services and tools aimed at Making IT Simple for You so you can focus on your business.
We are turning 15 and want to celebrate this milestone with you because without you this would not have been possible. Throughout this year look for special promotions on services and tools aimed at Making IT Simple for You so you can focus on your business.
